Farmers’ Decision-Making Process under Climate Change: Developing a Conceptual Framework
الموضوعات :طاهر عزیزیخالخیلی 1 , توماس آئنیس 2 , میثم منتی زاده 3 , غلامحسین زمانی 4
1 - استادیار، گروه ترویج و آموزش کشاورزی، دانشگاه علوم کشاورزی و منابع طبیعی ساری، ساری، ایران
2 - رئیس گروه ارتباطات و ترویج کشاورزی، دانشکده علوم زیستی، دانشگاه هومبولت، برلین، آلمان
3 - دکترای ترویج و آموزش کشاورزی، دانشگاه شیراز، ایران
4 - استاد ترویج و آموزش کشاورزی، بخش ترویج و آموزش کشاورزی، دانشگاه شیراز، شیراز، ایران
الکلمات المفتاحية: Farmers’ adaptation, Climate Change, Smallholder farmers, decision-making,
ملخص المقالة :
In recent decades, climate change and frequent droughts have had great impacts on farming systems and have led farmers to become accustomed to these conditions, which are causing problems, especially, for smallholder farmers. With the severe weather events and their adverse effects, especially in arid regions, farmers' adaptation to these changes is an indisputable and critical strategy. Thus, farmers need to make complex decisions about mitigating the adverse effects of climate change to take advantage of newer opportunities as possible. The understanding of the process by which farmers decide to stand facing climate changes and probing into the determinants of the process provide research evidence for policymakers to assist farmers to adapt to climate change effects. This article would establish a conceptual framework, inclusive of factors influencing farmers’ decision-making to adapt to climate change, and would clarify causal relations among these factors. According to the results, household characteristics, economic factors, knowledge, motives and goals, perceived outcomes of adaptation, social, personal norms, perception of climate change, perceived risk and obstacles, attitude towards climate change, prospective perception of climate change, the evaluation of climate change, and adaptation initiatives could influence farmers’ decisions to adapt to climate change.
Adger, W. N., Dessai, S., Goulden, M., Hulme, M., Lorenzoni, I., Nelson, D. R., Naess, L. O., Wolf, J., & Wreford, A. (2009). Are there social limits to adaptation to climate change? Climatic Change, 93, 335–354.
Adger, W. N., Huq, S., Brown, K., Conway, D., & Hulme, M. (2003). Adaptation to climate change in the developing world. Progress in Development Studies, 3(3), 179–195.
Aepli, P., Summerfield, E., & Ribaux, O. (2011). Decision making in policing: operations and management. Lausanne: EPFL Press.
Ajzen, I. (1991). The theory of planned behavior. Organizational Behavior and Human Decision Processes, 50(2), 179-211.
Ajzen, I., & Fishbein, M. (1980). Understanding attitudes and predicting social behavior. Englewood Cliffs, NJ: Prentice-Hall, Inc.
Ayele, Z. E. (2008). Smallholder farmers' decision-making in farm tree growing in the highlands of Ethiopia. Unpublished dissertation, Oregon State University, United States, Oregon. Retrieved April 24, 2011, from Dissertations & Theses: Full Text. (Publication No. AAT 3348632).
Azadi, Y., Yazdanpanah, M., Forouzani, M. & Mahmoudi, H. (2019). Farmers’ adaptation choices to climate change: a case study of wheat growers in Western Iran. Journal of Water and Climate Change, 10(1), 102-116.
Barak, B. (2006). Consideration for the impact of climate change information on stated preferences. Unpublished dissertation, University of Rhode Island, United States, Rhode Island. Retrieved January 29, 2011, from Dissertations & Theses: Full Text. (Publication No. AAT 3248223).
Barnett, J. (2001). Adapting to climate change in Pacific Island countries: The problem of uncertainty. World Development, 29(6), 977-993.
Beedell, J., & Rehman, T. (2000). Using social- psychology models to understand farmers' conservation behavior. Journal of Rural Studies, 16(1), 117-127.
Beg, N., Morlot, J. C., Davidson, O., Afrane-Okesse, Y., Tyani, L., Denton, F., Sokona, Y., Thomas, J. P., La Rovere, E. L., Parikh, J. K., Parikh, K., & Rahman, A. A. (2002). Linkages between climate change and sustainable development. Climate Policy, 2 (2-3), 129–144.
Belay, A., Recha, J.W., Woldeamanuel, T., & Morton, J.F. (2017). Smallholder farmers’ adaptation to climate change and determinants of their adaptation decisions in the central Rift Valley of Ethiopia. Agriculture and Food Security, 6(1), 1-13.
Bell, D. E., Raiffa, H., & Tversky, A. (1988). Descriptive, normative, and prescriptive interactions in decision-making. In D. E. Bell, H. Raiffa, & A. Tversky (Ed), Decision-making: descriptive, normative, and prescriptive interactions. Cambridge, New York & Melbourne: Cambridge University Press.
Below, T., Artner, A., Siebert, R., & Sieber, S. (2010). Micro-level practices to adapt to climate change for African Small Scale Farmers: A review of selected literature. IFPRI Discussion Paper 00953. Retrieved from: http://www.ifpri.org/sites/default/files/publications/ifpridp00953.pdf
Benowitz, E. A. (2011). Cliffs quick review principles of management. New York: Wiley Publishing.
Berkhout, F., Hertin, J., & Jordan, A. (2002). Socio-economic futures in climate change impact assessment: using scenarios as ‘learning machines. Global Environmental Change, 12 (2), 83–95.
Brown, R., & Vari, A. (1992). Towards a research agenda for prescriptive decision science: The normative tempered by the descriptive. Acta Psychological, 80(1-3), 33-47.
Bryan, E., Ringler, C., Okoba, B., Roncoli, C., Silvestri, S., & Herrero, M. (2013). Adapting agriculture to climate change in Kenya: Household strategies and determinants. Journal of Environmental Management, 114, 26-35.
Bulla, B. R., Craig, E. A., & Steelman, T. A. (2017). Climate change and adaptive decision-making: Responses from North Carolina coastal officials. Ocean & Coastal Management, 135, 25-33.
Chambers, R. (1990). From green revolution to green reversals. Paper for ICAR- Ford foundation workshop. Retrieved from: https://opendocs.ids.ac.uk/opendocs/handle/20.500.12413/91
Chiou, J.S. (1998). The effects of attitude, subjective norm, and perceived behavioral control on consumers’ purchase intentions: The moderating effects of product knowledge and attention to social comparison information. Proceedings of the National Science Council, Republic of China, 9(2), 298-308.
Crane, T.A., Roncoli, C., & Hoogenboom, G. (2011). Adaptation to climate change and climate variability: the importance of understanding agriculture as performance. NJAS-Wagening Journal of Life Sciences. 57(3-4), 179-185.
Dinar, A., & Mendelsohn, R. O. (2011). Handbook on climate change and Agriculture. Published by Edward Elgar Publishing, ISBN 1849801169, 9781849801164.
Dittrich, R., Wreford, A., & Moran, D. (2016). A survey of decision-making approaches for climate change adaptation: Are robust methods the way forward? Ecological Economics, 122, 79-89.
Eakin, H. (2005). Institutional change, climate risk, and rural vulnerability: Cases from Central Mexico. World Development, 33(11), 1923–1938.
Fankhauser, S., Smith, J. B., & Tol, R.S.J. (1999). Weathering climate change: some simple rules to guide adaptation decisions. Ecological Economics, 30 (1) 67–78.
Fountas, S., Wulfsohn, D., Blackmore, B.S., Jacobsen, H.L., & Pedersen, S.M. (2006). A model of decision-making and information flows for information-intensive agriculture. Agricultural Systems, 87 (2), 192–210.
Frank, E., Eakin, H., & López-Carr, D. (2011). Social identity, perception and motivation in adaptation to climate risk in the coffee sector of chiapas, mexico.Global Environmental Change, 21 (1), 66–76.
Gandure S., Walker, S., & Botha, J. J. (2013). Farmers’ perceptions of adaptation to climate change and water stress in a South African rural community. Environmental Development, 5, 39-53.
Gorton, M., Douarin, E., Davidova, S., & Latruffe, L. (2008). Attitudes to agricultural policy and farming futures in the context of the 2003 CAP reform: A comparison of farmers in selected established and new member states. Journal of Rural Studies, 24 (3), 322–336.
Grothmann, T., & Patt, A. (2005). Adaptive capacity and human cognition: The process of individual adaptation to climate change.Global Environmental Change, 15(3), 199-213.
Groves, D. (2005). New methods for identifying robust long-term water resources management strategies for California. Unpublished Dessertation, Pardee RAND Graduate School, Santa Monica, California.
Hassan, R. M., & Nhemachena, C. (2008). Determinants of African farmers’ strategies for adapting to climate change: Multinomial choice analysis. African Journal of Agricultural and Resource Economics, 2(311-2016-5521), 83-104.
Hayati, D., Yazdanpanah, M. & Karbalaee, F., (2010). Coping with drought: the case of poor farmers of south Iran. Psychology and Developing Societies, 22 (2), 361–383.
Hisali, E., Birungi, P., & Buyinza, F. (2011). Adaptation to climate change in Uganda: Evidence from micro level data. Global Environmental Change, 21 (4), 1245–1261.
Iglesias, A., Avis, K., Benzie, M., Fisher, P., Harley, M., Hodgson, N., Horrocks, L., Moneo, M., & Webb, J. (2007). Adaptation to climate change in the agricultural sector. AEA Energy & Environment, AGRI-2006-G4-05, Report to European Commission Directorate General for Agriculture and Rural Development.
Karali, E., Rounsevell, M.D.A., & Doherty, R. (2011). Integrating the diversity of farmers’ decisions into studies of rural land-use change. Procedia Environmental Sciences, 6, 136-145.
Karimi, V., Karami, E., & Keshavarz, M. (2018). Climate change and agriculture: Impacts and adaptive responses in Iran. Journal of Integrative Agriculture, 17(1), 1-15.
Keshavarz, M., & Karami, E. (2014). Farmers’ decision-making process under drought. Journal of Arid Environments, 108, 43-56.
Keshavarz, M., Karami, E., & Kamgare-Haghighi, A. (2010). A typology of farmers’ drought management. American-Eurasian Journal of Agriculture & Environmental Sciences, 7(4), 415-426.
Keshavarz, M., Karami, E., & Vanclay, F. (2013) Social experience of drought in rural Iran. Land Use Policy, 30(1),120–129
Keys, E., & Chowdhury, R. R. (2006). Cash crops, smallholder decision-making and institutional interactions in a closing-frontier: Calakmul, Campeche, Mexico. Journal of Latin American Geography, 5(2), 75-90.
Kolikow, S., Kragt, M.E., & Mugera, A. (2012). An interdisciplinary framework of limits and barriers to climate change adaptation in agriculture. Working Paper 1202, School of Agricultural and Resource Economics, University of Western Australia, Crawley, Australia.
Leeuwis, C., & Van Den Ban, A. (2004). Communication for rural innovation: rethinking agriculture extension. Third Edition. Oxford, Iowa and Victoria: Blackwell Publishing Company.
Limantol, A. M., Keith, B. E., Azabre, B. A., & Lennartz, B. (2016). Farmers’ perception and adaptation practice to climate variability and change: A case study of the Vea catchment in Ghana. SpringerPlus, 5 (1), 1–38. Doi: 10.1186/s40064-016-2433-9.
Linnenluecke, M., & Griffiths, A. (2010). Beyond Adaptation: Resilience for Business in Light of climate change and Weather Extremes. Business & Society, 49(3) 477–511.
Liu, J., Ouyang, Z., & Miao, H. (2010). Environmental attitudes of stakeholders and their perceptions regarding protected area-community conflicts: A case study in China. Journal of Environmental Management, 91 (11), 2254-2262.
Ludewigs, T. (2006). Land-use decision making, uncertainty and effectiveness of land reform in Acre, Brazilian Amazon. Unpublished thesis in Environmental Science, the School of Public and Environmental Affairs, Indiana University, United States.
Mellers, B. (1990). Book review of decision-making: descriptive, normative and prescriptive interactions. Journal of mathematical Psychology, 34(2), 242-245.
Menapace, L., Colson, G., & Raffaelli, R. (2015). Climate change beliefs and perceptions of agricultural risks: An application of the exchangeability method. Global Environmental Change, 35, 70-81.
Mercer, K.L., Perales, H.R., & Wainwright, J.D. (2012). Climate change and the transgenic adaptation strategy: Smallholder livelihoods, climate justice, and maize landraces in Mexico. Global Environmental Change, 22 (2), 495–504.
Mestre-Sanchis, F., & Feijoo-Bello, M. L. (2009). Climate change and its marginalizing effect on agriculture. Ecological Economics, 68(3), 896-904.
Mirjalili, S. H., & Motaghian Fard, M. (2019). Climate Change and Crop Yields in Iran and Other OIC Countries. International Journal of Business and Development Studies, 11(1), 99-110.
Mubaya, C. P., Njuki, J., Mutsvangwa, E. P., Mugabe, F. T., & Nanja, D. (2012). Climate variability and change or multiple stressors? Farmer perceptions regarding threats to livelihoods in Zimbabwe and Zambia. Journal of Environmental Management, 102, 9-17.
Ngigi, S. N. (2009). Climate change Adaptation Strategies: Water Resources Management Options for Smallholder Farming Systems in Sub-Saharan Africa. The MDG Centre for East and Southern Africa of the Earth Institute at Columbia University, New York with financial support from the Rockefeller Foundation.
Nguyen, T.P.L., Seddaiu, G., Virdis, S.G.P., Tidore, C., Pasqui, M., & Roggero, P.P. (2016). Perceiving to learn or learning to perceive? Understanding farmers' perceptions and adaptation to climateuncertainties. Agricultural Systems, 143, 205-216.
Nielsen J. O., & Reenberg, A. (2010). Cultural barriers to climate change adaptation: A case study from Northern Burkina Faso. Global Environmental Change, 20 (1), 142–152.
O’Brien, K. L. (2009). Do values subjectively define the limits to climate change adaptation? In W. N. Adger, I. Lorenzoni & K. L. O’Brien. (eds.), Adapting to climate change: Thresholds, Values, Governance. Cambridge: Cambridge University Press.
Patt, A., & Schroter, D. (2008). Perceptions of climate risk in Mozambique: Implications for the success of adaptation strategies. Global Environmental Change, 18 (3), 458-467.
Raeisi, A., Bijani, M. & Chizari, M. (2018). The mediating role of environmental emotions in transition from knowledge to sustainable use of groundwater resources in Iran's agriculture. International Soil and Water Conservation Research, 6, 143-152.
Rao, K. P. C., Ndegwa, W. G., Kizito, K., & Oyoo, A. (2011). Climate variability and change: farmer perceptions and understanding of intra-seasonal variability in rainfall and associated risk in semi-arid Kenya. Experimental Agriculture, 47 (2), 267–291.
Reid, S. (2003). Farm-level perception of and adaptation to climate risk in Perth County, Ontario. Unpublished thesis, Department of Geography, University of Guelph (Canada), Canada. Retrieved April 24, 2011, from ABI/INFORM Global. (Publication No. AAT MQ90691).
Reid, S., Smit, B., Caldwell, W., & Belliveau, S. (2007). Vulnerability and adaptation to climate risks in Ontario agriculture. Mitig Adapt Strat Glob Change, 12, 609–637.
Riabacke, A. (2006). Managerial decision making under risk and uncertainty. International Journal of Computer Science, 32(4), 4-12.
Roussel, L. A. (2011). Management and Leadership for Nurse Administrators. Published by Jones & Bartlett Publishers.
Salehi, S., Chizari1, M., Sadighi1, H. & Bijani, M. (2018). Assessment of agricultural groundwater users in Iran: a cultural environmental bias. Hydrogeology Journal, 26(1), 285-295.
Sambodo, L. A. A. T. (2007). The decision making processes of semi-commercial farmers: A case study of technology adoption in Indonesia. Unpublished dissertation, Faculty of Agribusiness and Commerce, Lincoln University. Retrieved from: http://hdl.handle.net/10182/241
Schwartz, S. H. (1970). Moral Decision Making and Behavior. In M. Macauley, & L. Berkowitz (Eds.), Altruism and Helping Behavior (pp. 127-141). New York: Academic Press.
Shojaei-Miandoragh, M., Bijani, M., & Abbasi, E. (2019). Farmers’ resilience behavior in the face of water scarcity in the eastern part of Lake Urmia, Iran: an environmental psychological analysis. Water and Environment Journal, 34(4), 611-622.
Simoes, A. F., Kligerman, D. C., Rovere, E. L. L., Maroun, M. R., Barata, M., & Obermaier, M. (2010). Enhancing adaptive capacity to climate change: The case of smallholder farmers in the Brazilian semi-arid region. Environmental Science & Policy, 13(8), 801-808.
Smit, B., & Skinner, M. W. (2002). Adaptation options in agriculture to climate change: A typology. Mitigation and Adaptation Strategies for Global Change, 7, 85–114.
Stakhiv, E., & Stewart, B. (2010). Needs for climate information in support of decision making in the water sector. Procedia Environmental Sciences, 1, 102–119.
Stern, P. (2000). Toward a coherent theory of environmentally significant behavior. Journal of Social Issues, 56(3), 407-424.
Suarez, P. (2005). Decision making for reducing vulnerability given new climate predictions: Case studies from metro Boston and rural Zimbabwe. Unpublished dissertation, College of Communication, Boston University, United States -- Massachusetts. Retrieved January 30, 2011, from Dissertations & Theses: Full Text. (Publication No. AAT 3171199).
Suhonen, N. (2007). Normative and Descriptive Theories of Decision Making under Risk: A Short Review. University of Joensuu, Finland. Retrieved from: http://epublications.uef.fi/pub/urn_isbn_978-952-458-985-7/urn_isbn_978-952-458-985-7.pdf.
Tesfahunegn, G.B., Mekonen, K., & Tekle, A. (2016). Farmers’ perception on causes, indicators and determinants of climate change in northern Ethiopia: Implication for developing adaptation strategies. Applied Geography, 73, 1-12.
Uddin, M. N., Bokelmann, W., & Entsminger, J. S. (2014). Factors affecting farmers’ adaptation strategies to environmental degradation and climate change effects: A farm level study in Bangladesh. Climate, 2(4), 223-241.
Valizadeh, N., Bijani, M. & Abbasi, E. (2018). Farmers Active Participation in Water Conservation: Insights from a Survey among Farmers in Southern Regions of West Azerbaijan Province, Iran. Journal of Agricultural Science and Technology, 20(5), 895-910.
Valizadeh, N., Bijani, M., Abbasi, E., & Ganguly, S. (2018). The role of time perspective in predicting Iranian farmers’ participatory-based water conservation attitude and behavior. Journal of Human Behavior in the Social Environment, 28(8), 992–1010.
Van Tassell, L. W., & Keller, L. H. (1991). Farmers’ decision-making perceptions of the importance, uncertainty and controllability of selected factors. Agribusiness, 7(6), 523-535.
Wang, C. (2011). Managerial Decision Making Leadership: The Essential Pocket Strategy Book. Published by John Wiley & Sons.
Winter, S.J., Esler, K.J., & Kidd, M. (2005). An index to measure the conservation attitudes of landowners towards Overberg Coastal Renosterveld, a critically endangered vegetation type in the Cape Flora Kingdon, South Africa. Biological Conservation, 126(3), 383-394.
Wreford, A., Moran, D., & Adger, N. (2010). Climate Change and Agriculture: Impacts, Adaptation and Mitigation. OECD Publishing.
Zarafshani, K., Gorgievski, M.J., & Zamani, G.H. (2007). Dealing with drought: a comparison of perceptions and coping strategies of Iranian farmers from regions with different drought intensities. Journal of Agricultural Education and Extension, 13(1),69-80.